Audit/Loan Review Manager

•              Location: City of Industry, CA 
•              Job Schedule: Full-Time
•              Base Annual Salary: $120,000.00 - $150,000.00

Job Descriptions:

• Develops project specific review and testing procedures based on risk and testing objectives; prioritizes assignments appropriately to meet deadlines.  If applicable, ensure that FDICIA/SOX related controls are appropriately designed, reviewed, and tested in accordance with applicable regulations.
• Internal Audit Projects – Conducts assigned audit projects/tasks in a professional manner and within defined scopes and timeframes; identifies and communicates issues raised and writes findings and recommendations effectively; obtains and reviews audit evidence to support issues and conclusions; ensures audit work is sufficiently documented in project workpapers and audit reports.
• Pre-Closing Loan File Reviews – For mortgage loans, if offered by the Bank, reviews information and documentation necessary to ensure loan files are complete before closing.
• Post-Closing Loan File Reviews – On a sample basis, reviews documents for all types of loans to ensure documentation is accurate, complete, and approved in compliance with regulations and Bank policy. Reviews financials, loan approvals and all credit related forms to ensure loans were underwritten, approved, and closed in compliance with the Bank’s loan policy.
• Identify business process improvements and/or potential internal control enhancements, evaluate their feasibility, and, if appropriate, work with the applicable business unit to ensure implementation
• Adheres to all company policies and procedures, as well as all applicable banking rules, regulations and laws (including BSA/AML).
• May supervise other Risk Management personnel and performs other duties/tasks as necessary, which may include providing assistance and support to other bank personnel, functions, or areas.

Required Skills and Qualifications:

• Education: College Degree in Finance, Economics, Accounting, or other business related field.
• Years of Experience: Minimum 6 years banking experience, mostly in audit and/or loan review function(s).
• Skills/Ability: Research/data analytical skills, good communication and interpersonal skills.  
• Knowledge: Audit/Loan Review, Business, Economics, Banking, Microsoft Office Applications.
• Training: Online and on-the-job training will be provided and required during employment. 

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